Investor Protection

Investment Company Act of 1940: A Comprehensive Guide

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Dive into the Investment Company Act of 1940, a pivotal piece of legislation that revolutionized the investment industry and continues to shape it today. This Act established a comprehensive regulatory framework for investment companies, ensuring investor protection and market stability. From its inception to its enduring impact, we’ll explore the key provisions, types of investment … Read more

U.S. Commodities Futures Trading Commission: Overseeing Financial Markets

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U s commodities futures trading commission – Step into the dynamic world of financial regulation with the U.S. Commodities Futures Trading Commission (CFTC). As the guardian of futures, options, and swaps markets, the CFTC plays a crucial role in ensuring market integrity and protecting investors. From its inception to its present-day operations, this article delves … Read more